MiddlHolding(s) in Company
TR-1: Standard form for notification of major holdingsNOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:Middlefield Canadian Income PCC
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuerX
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instrumentsAn event changing the breakdown of voting rightsOther (please specify)iii: This notification is being made solely as a result of the demerger of Prudential plc and M&G plc, resulting in a change of control from Prudential to M&G.X
3. Details of person subject to the notification obligationiv
Name
1607 Capital Partners, LLC
City and country of registered office (if applicable)
Richmond, VA (USA)
4. Full name of shareholder(s) (if different from 3.)v
NameCity and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:
13/05/2020
6. Date on which issuer notified (DD/MM/YYYY):
14/05/2020
7. Total positions of person(s) subject to the notification obligation% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached9.73%
0.00%
9.73%
106,487,250
Position of previous notification (if
applicable)10.13%10.13%
N/A
Please send the completed form together with this annex to the FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible.
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuerX
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instrumentsAn event changing the breakdown of voting rightsOther (please specify)iii: This notification is being made solely as a result of the demerger of Prudential plc and M&G plc, resulting in a change of control from Prudential to M&G.X
3. Details of person subject to the notification obligationiv
Name
1607 Capital Partners, LLC
City and country of registered office (if applicable)
Richmond, VA (USA)
4. Full name of shareholder(s) (if different from 3.)v
NameCity and country of registered office (if applicable)
London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:
13/05/2020
6. Date on which issuer notified (DD/MM/YYYY):
14/05/2020
7. Total positions of person(s) subject to the notification obligation% of voting rights attached to shares (total of 8. A)
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached9.73%
0.00%
9.73%
106,487,250
Position of previous notification (if
applicable)10.13%10.13%
N/A
Please send the completed form together with this annex to the FCA at the following email
address: Majorshareholdings@fca.org.uk. Please send in Microsoft Word format if possible.
