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DSM: Holding(s) in Company

Written by Customer Service on . Posted in Public Companies.

Downing Strategic Micro-Cap Investment Trust plc
LEI: 213800QMYPUW4POFFX69
Holding(s) in Company
5 April 2022

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:Downing Strategic Micro-Cap Investment Trust plc
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsx
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
NameDowning LLP
City and country of registered office (if applicable)London, UK
4. Full name of shareholder(s) (if different from 3.)v
NameDowning ONE VCT plc

Downing FOUR VCT plc

City and country of registered office (if applicable)London, UK
5. Date on which the threshold was crossed or reachedvi:04/04/2022
6. Date on which issuer notified (DD/MM/YYYY):05/04/2022
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)Total number of voting rights held in issuervii
Resulting situation on the date on which threshold was crossed or reached22.26%–22.26%11,132,563
Position of previous notification (if
applicable)		18.95%–18.95% 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of
shares
ISIN code (if possible)

Number of voting rightsix% of voting rights
Direct
(DTR5.1)		Indirect
(DTR5.2.1)		Direct
(DTR5.1)		Indirect
(DTR5.2.1)
GB00BF0SCX5211,132,563–22.26%–
     
     
SUBTOTAL 8. A11,132,56322.26%
 
B 1: Financial Instruments according to DTR5.3.1R (1) (a)
Type of financial instrumentExpiration
datex		Exercise/
Conversion Periodxi		Number of voting rights that may be acquired if the instrument is
exercised/converted.		% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrumentExpiration
datex		Exercise/
Conversion Period xi		Physical or cash
settlementxii		Number of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  
 

9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)		 
Namexv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
Downing LLP22.26%N/A22.26%
    
    
    
    
 
10. In case of proxy voting, please identify:
Name of the proxy holderN/A
The number and % of voting rights heldN/A
The date until which the voting rights will be heldN/A
 
11. Additional informationxvi
 

Place of completionLondon, EC3R 6HD
Date of completion05/04/2022

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